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II. Music Study: The Issues


When One "Studies Music," What Does One Do?

We learn all the time merely by living our lives. This is incidental learning and it occurs in most of life's situations; our environments, including the people around us, shape the ways we approach other, less familiar, environments. Humans study, on the other hand, with the assumption that they are capable of shaping themselves in some predictable way—intentionally and mindfully to broaden the experience upon which they live in the future or to deepen it, usually both. Study is deliberate, planned learning. The distinction is in the planning, predicting, and goal setting, not in the results. We learn a great deal of unplanned content through incidental learning. Planning not only allows us to guide our learning, but also gives us the potential to accelerate our learning processes, to learn more quickly and efficiently.

In this paper, study refers to what individuals do to learn deliberately, in self-guided musical growth as well as in "formal" and "informal" settings for study, in and out of schools. The orientation of this paper is the person because, regardless of the setting, it is the person who learns; this paper attempts to describe the process "from the inside out." Learning is always personal; one does not learn for someone else. This is true in study as well as in incidental learning. But a person can learn something in order to guide the learning of others—a common occurrence, in music teaching as well as in music making.1 Regardless of what one does with what one has learned, learning is an individual process and, as we shall see below, study is the way we deliberately change ourselves. Learning is the necessary condition and foundational assumption of study.

When someone studies music, she or he intentionally engages music and music-related materials and ideas to reconstruct and improve some of the skills, knowledge, evaluative insights, and cognitive capacities used in musical experiences. The learner then arrives at new encounters with music as a changed person, more capable than before. Study, then, consists of actions designed to produce personal learning. Incidental learning lacks the focused intentionality of study. Because this paper's principal audience consists of music teachers in educational institutions, much will be said about schooling. However, a proper understanding of musical study ignores barriers between the sources of learning; the reader should not assume that the setting for music study is confined to or focused primarily on schools.

Four interactive and overlapping types of change occur in music study.

Cognitive capacity:

Study depends upon a person's capacity to construct and recall information, but cognitive capacity is not confined to this. With music, the source of the information disappears after the sound dies away, but we are equipped to deal with this well. Perception is the neurophysiological process that both enables and is shaped by cognition. But, perception is not a passive process. We construct what we perceive, and our prior experience shapes what we notice about a situation. cognitive capacity expands when we do this. With mindful, alert repetition, we notice more; our experience becomes richer. As an ever-expanding result of music study, then, there should be noticeable increases in the amount of information one can construct during a musical experience. Alas, we cannot yet measure this capacity directly. Intuition is perhaps the most closely related indicator of human cognitive capacity, and music study increases the range and improves the validity of one's musical intuitions.

Repeated experience and intuition can also be limiting if we become comfortable with their current state, for such comfort is the foundation of bias. Since perception is an active process and shapes what we notice, it takes some effort to keep expanding one's perceptual field with new musical experience so that mere habit or, worse, boredom does not result from repeated experience with music. Not only does study depend on expanded perceptual capacity, but the effort to expand it pays off in richer information, better intuition, and greater cognitive capacities.

Evaluative insight:

Everybody has experiences that repel, attract, or leave them unmoved. Expanding our cognitive capacities, chiefly through repetition with the same or similar experiences, leaves us with the sense that some of these experiences are better than others, even though they might be similar in general. Five performances of the same music vary enough that our inclination is to rank them, or at least rate their effectiveness. Rarely are they equivalent.

Through music study, there should be noticeable increases in the personal development and use of criteria related to musical and human value. These can be noted and shared through one's estimates of goodness or fit between musical events and human capacities, needs and wants. The person, through music study, should explore the potential and actual results of musical actions at deeper and deeper levels of subtlety and import.

Knowledge:

This much-maligned term always needs to be defined in analytical contexts. I will use the term to mean analytical abilities and the precision of the terms that support them. In this context, knowledge includes things such as musical terminology, analytical strategies and principles, even "rules" for tone production. Knowledge has been gained when there are observable increases in the precision, communicability, and usefulness (really, validity) of terms, strategies, and principles; and an improved speed and accuracy in recalling such things. One can increasingly use memory as a reliable source of schemes useful in analysis.

Sharing musical experiences when the causes for them (the musical situations) have disappeared requires language and many other symbol systems, even conductors' gestures. As our musical experiences grow in variety and complexity, and as we communicate with each other about them, the validity of the terms, strategies, and principles about music becomes tested against that of others.

Skills:

I will use a narrow definition of the term skills. In this analysis the term skill is not analogous to more inclusive or general uses of the term, such as expertise, or (as used in schools) library skills, or writing skills. Expertise involves more than psychomotor or manipulative abilities.

Here are some analogous terms used in educational and psychological writing and discussions: techniques, psychomotor learning, manipulative abilities, executive functions, or execution. These terms mean about the same thing as skill, and it would not be necessary here to analyze the variations. Skill is an important result of music study.

Expanding or increasing one's musical skills results in changes in human characteristics useful for musical purposes. These include characteristics such as strength, accuracy, predictability, endurance, flexibility, control, and speed in one's use of a musical instrument, including the human voice, as well as computers and any other means of producing sounds used in music.

At its best, music study occurs during and through authentic participation in music. In this way, then, music study differs little from practical music making and listening. Skilled music teachers, however, design musical settings that create a patterned, efficient, sequenced, and thorough development of musical abilities in learners. To the student, learning music and doing music differ little. The pedagogical process that is promoted here is similar in general to good teaching in mathematics, social studies, or language arts instruction; i.e., the instructional and learning strategies have an authentic quality. However, musical experience is not equivalent to these others. It is unique and important. Bennett Reimer's paper develops the idea that musical knowing is not only different from mathematical knowing and the rest, but also equals their importance to living a human life well.

Does Music Study Add Up to Anything?

The best reason to study music is that it gives people a reliable, thorough, and efficient way of becoming expert at creating, communicating, and deriving meaning musically in the world of humans. Musical expertise "matures"— becomes embodied—when a person naturally and effectively mobilizes his or her best musical resources in musical situations without prodding from someone else. It is important to understand that this need not be institutionally related to age.

As noted above, however, it is too common for people in the United States to abandon active music making or excuse away their nonparticipation. A major cause for this is that many musicians have made a wall out of expertise, and some have set themselves up as gatekeepers. We must now lead people to define expertise dynamically and personally, not as some sort of barrier to a musical life. The gap between school music and what I call "life music" can be narrowed by redefining expertise as an action one initiates mindfully that synergizes one's skills, knowledge, evaluative insight, and cognitive capacities in practical, authentic musical situations.

There is no need to certify expertise any more than we do now, but there is a need to help people to diagnose their musical expertise and motivate them to expand it. National and state standards help music teachers to identify and diagnose some aspects of musical expertise, but standards should not be used to "evaluate musicianship." Musicianship is much broader, more fluid, more varied in its expression among people than any list of competencies suggests. This does not negate the value of standards. Music teachers can learn how to use standards diagnostically, and use these diagnoses with other data to support their critical leadership function in the musical and educational health of our society.2

The distinction between an expert and a novice, in music or in anything else, cannot be based on the identification of a threshold that separates people. The terms novice and expert merely represent ends of a continuum that can be abstracted from life when we bring our learning to bear on a problem. We find ourselves somewhere along the novice/expert continuum in just about everything we do. Musical expertise, then, is the term I will use to refer to a characteristic of all persons that represents the aim of music study—the embodiment of musical skills, knowledge, evaluative insight, and cognitive capacities, coupled with the capacity to self-diagnose them, to expand them effectively and efficiently, and to use them synergistically in musical situations of all kinds.

Most people have musical profiles that describe their levels of expertise in the several "components" identified by whatever assessment of expertise is being used. Such assessments, by definition, limit the diagnosis of expertise to the components designed into the assessment tools. All such tools are like stencils, letting information flow only through whatever "windows" were put there.

Moreover, people expect reports of the results of the assessment. In K-12 music performance assessment, it is common to locate six levels on the novice/expert continuum, generally defined by the artistic difficulty of a large body of musical literature. Music performance competitions and other third-person evaluations produce ratings or rankings. When required to do so, music teachers give grades.

There are other grounds for a diagnosis of musical expertise than musical difficulty. Based on a series of studies in England and other countries, Keith Swanwick and his associates described an eight-level diagnostic scheme for assessing expertise in music composition, performance, and listening, the synergy of which Swanwick calls musical knowledge or musical understanding.3 David Elliott suggested a five component orientation to analyzing musicianship and assessing musical growth.

There is still another view. Thomas Regelski sees musical expertise as a life process undefined by stages or types, but defined instead by the person living and participating musically in his or her world.4 Expertise is a term not applicable in this formulation, except as each person becomes interested in defining it; and one does not "study music" in the sense normally used to refer to the deliberate development of one's skills, knowledge, evaluative insight, and cognitive capacities in relative isolation from each other. Rather, notes Regelski, "In music, then, this comprehensive, functional, and basically tacit 'know how' is what is called artistry, functional musicianship, musicality, virtuosity, or creativity—usually all are implied" (p. 47).

Such know how develops naturally through action. Levels of know how can be described at any given point. However, descriptions vary with the person, the assessment instrument, the level of know how, and the musical task of the moment.

An important distinction arises here between assessing musical expertise diagnostically and evaluating it against some standard described in advance, regardless whether such standards were defined by others or by oneself. Doing curriculum or making predictions about levels of expertise depends upon some generalized view of how humans study and learn music. Programmatic (or even curricular) efficiency comes from grouping people with similar know how together, predicting how the diagnosis might go at various stages or making some other accommodation to diversity among developmental profiles. The term efficiency again rises to the surface.5 Programmatic efficiency, however, is a weak personal motivator at best.

Unfortunately, the discussion of various musicianship patterns of growth above slights the personal nature of music study. People test their expertise in ways unique to their musical interests. Personal motivation and study are intertwined, of course. When a person confronts a musical situation that is interesting enough to motivate attention and, at the same time, is challenging or disturbing, baffling, too difficult to manage easily, etc., one studies. The person is not likely to be motivated to study if he or she does not value a better outcome enough to do what it takes to meet the difficulty with better personal tools—to determine a way to make things better and to learn how to do it.

People challenged in this way attempt to analyze the difficulty in order to focus the learning, to make the learning efficient as well as effective. The most lasting and liberating motivations come from within the musical situation. As a result of the analysis of the musical difficulty, one forms plans, gathers materials, and takes action, usually to change one's current profile of skills, knowledge, standards of quality (evaluative insight) and what one notices (cognitive capacities). One studies. Then, people enter (create) the musical situation again mindfully, aware of an improved capacity to have the musical benefits at a higher level. The person diagnoses and assesses learning, a marker of expertise.

In incidental learning, all of this happens intuitively and often instantaneously, without much deliberation. We can thank our pedagogues, philosophers, and psychologists for the current state of our ability to slow the process down enough to find out how it can be improved. To the learner, however, in music study or not, musical curiosity is a natural motivator: "What would happen if I . . . ?" Curiosity, as well as our growth as people, motivates music study. What we valued and sought to experience as children no longer satisfies when we are older because we have changed as people. Music rewards study because there is always music to meet the needs of persons of any age or stage in life. Music teachers should intervene in this process only if they can make it better.

What Happens to the Learner During and After Music Study?

By now, nearly everyone interested in children has heard of the "Mozart Effect" and the findings from research that support it.6 Symposiums,7 books, recordings, workshops, governors' gifts to new mothers, and convention sessions are devoted to its promise. It is good that musical behavior and its human effects are being seriously studied by psychologists and neurologists, and, as Clifford K. Madsen told the American Music Therapy Association in 1998, "We hope that further investigation confirms these preliminary investigations."8 All music teachers share that hope. Bennett Reimer (most recently, 1999) and his philosophical predecessors such as Charles Leonhard, Harry Broudy, and James Mursell argue for a music-based rationale for music study, rather than a justification based on extramusical benefits. This, also, is a value that music teachers share. These are not competing values if we are clear what we mean by the term music.

Because music is fascinatingly complex, its study is rewarded, but research into music learning mechanisms moves slowly. This is becoming apparent not only in music but in other disciplines. Although researchers have increasingly better equipment and better research designs, work in music research is still in its early stages, and it will take time for definitive answers to musically human questions to emerge. Teachers and policymakers must stay in touch with such research and put what is learned into the musical and educational perspectives arising from their professional situations.

The distinction between incidental learning and deliberate musical study is important in such research. Above, I asserted that music study involves planned increases in musical skill, knowledge, evaluative insight, and cognitive capacities. Incidental learning— learning by participating in the musical traditions in one's life-space—may result in these increases, but such things are seldom planned. For research, assessment tools must be sensitive to one or the other. Studies of music achievement most often test the efficacy of teaching-learning procedures. Incidental learning can complicate the conclusions if it is not "controlled for" in some way. Conversely, studies of incidental learning are seldom "uncontaminated by" deliberate attempts of subjects to grow musically.

However, for general assessment purposes in music education, it is increasingly important that assessment instruments be sensitive to both. That is, music teachers must base instructional plans on what people actually know and can do in music, not on what the teacher thinks she or he taught them. Once a clear diagnosis of the student's musical characteristics is made, the teacher can determine how to guide further musical studies.

This paper is about music study, but we must continually emphasize that planned music study and incidental music learning accumulate and support each other in the development of musical expertise. Some hypotheses about music study are supportable:

• The ability to organize acoustic events into patterns (construct schemata, derive meaning from sound) grows with music study.

• Learning time compresses with skilled management of the learning process as well as with age and experience. That is, learning how to learn improves naturally, but teachers can accelerate the process even more.

• Music study, used as a contingency, ". . . is an effective reinforcer for academic behaviors like math [sic] or verbal learning, as well as social behaviors like attentiveness."9

Newer theories of human functioning integrate factors that once were separated. For example, mind and brain are no longer seen as separate entities, studied by putting one or the other in the foreground. Subject and object (subjective "vs." objective) are no longer viable divisions of reality. Even the right brain-left brain metaphors have lost their power to organize our thinking about how we use our capacities. Mental processes (mind) are no longer separated from physical processes (body) since their synergy is a much more powerful way of thinking about human beings. The nature-nurture question is no longer asked seriously; we now know "it's both." In general, the "or" and the "versus" are disappearing from the way we explore human ecology. Things are not either this or that; they are "both," in some form of integration. Moreover, theories of music are emerging that view music as a unique and liberating form of embodiment.10

When researchers looked at musical behavior in these integrative, "both-and" ways, they found some interesting things.

• More of the brain is engaged during musical experiences than during rest or linguistic communication.11 Musical participation, including listening, seems to arouse other brain functions, such as spatial reasoning, attention, and perception. Music can, as a result, carry other information, such as the letters of the alphabet, the steps to a dance, the procedures in an industrial assembly line, the brand names of manufactured products in jingles, and the place names in popular songs.

• There are more developmental patterns in music besides the changing voice and certain kinds of music aptitude.12 Composition and improvisation, listening abilities, and the ways musical performance is integrated with the rest of one's life also exhibit developmental patterns.13

Music study, then, changes people.14 It expands the brain's electro-chemical activity in the presence of music and since the brain is an active part of perception, and because perception and cognition are integrated processes, what one notices in music expands. Our understanding of the extent to which this affects other human functions is increasing, and there are few simple answers.15

The following are some ways that music study can support various abilities useful to the student in reaching several important educational goals:16 analyzing documents, analyzing performances and other actions, brainstorming, classifying, comparing and contrasting, creating a product, decision-making, defining context, developing and applying craftsmanship, developing personal commitment, discovering/generating patterns, evaluating, sequencing, synthesizing, valuing uniqueness and diversity.

As a result of our growing knowledge, we have a more thorough appreciation of the complexity of our capacity to make sense out of our world. This is liberating because unwarranted beliefs lead more often to division between people than to understanding, tolerance, and collaboration. Music study and learning provide independent, personal, expanded ways to experience life. This is empowering because, with study, we are each able to construct an acoustical environment that includes an ever-expanding store of personally meaningful music, rather than an environment limited by the musical taste of other people.

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